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pdf 		Securities & Futures Regulation and Exemptions for Private Funds
Last Modified on Mar/17/2003
29.88 KB


pdf 		Adoptin Release 8-8-03 CFTC Exemptions - Regulatory Relief List foi030808a
Last Modified on Jun/06/2005
115.94 KB


pdf 		CFTC Final Rules for Regst. Relief to CPOs and CTAs 10-24-05
Last Modified on Oct/24/2005
281.23 KB


pdf 		Form7-R-entire NFA Template for Firm
Last Modified on Mar/11/2006
115.93 KB


pdf 		Form8-R-entire NFA Template for Individuals
Last Modified on Mar/11/2006
229.47 KB


pdf 		Disclosure Document Rules NFA
Last Modified on Mar/01/2006
240.42 KB


pdf 		Futures Trading Disclosure Rules - 1996 Revisions
Last Modified on Mar/01/2006
155.38 KB


doc 		NFA Payment Options to Open Entitlement Account
Last Modified on Feb/22/2006
26.00 KB


doc 		NFA Registration Requirements for CTA, CPO and APs
Last Modified on Mar/11/2006
34.00 KB


pdf 		part4 of CFTC Including Rule 4.7 QEP Exemption
Last Modified on Mar/21/2006
247.46 KB


doc 		Qualified Eligible Purchaser - for Rule 4.7 CFTC Exemption
Last Modified on Mar/24/2006
55.00 KB


doc 		Rule 4. 7 Exemption for QEP Fund
Last Modified on Jun/06/2005
61.00 KB


doc 		Rule 4.12 Securities Pool Exemption
Last Modified on Jun/06/2005
28.00 KB


doc 		Rule 4.13 Exemtions - Closely Held, Small Pool $400K, Deminimus 15 or less, and all QEP Pools
Last Modified on Jun/06/2005
38.00 KB


doc 		Rule 4.5 Exemption for Regulated Industry Fund
Last Modified on Jun/06/2005
28.50 KB


doc 		Rule 4.8 Exemption - Reg D or 1933 Act exempt funds
Last Modified on Jun/06/2005
22.00 KB


doc 		Security Manager Enrollment Form for Opening NFA Entitlement Account - First Time
Last Modified on Mar/24/2006
201.00 KB


doc 		Series 31 as an alternative to Series 3 info from NFA
Last Modified on Mar/01/2006
26.00 KB


pdf 		SO-Series30
Last Modified on Nov/14/2005
76.85 KB


doc 		Study Outline Series Series 30
Last Modified on Nov/14/2005
28.00 KB


doc 		Insurance Agent Referrals from Nancy Fallon-Houle for Business Insurance
Last Modified on Nov/15/2006
26.50 KB


doc 		Accountant, Bookkeeper, Tax Preparer, and Auditor Referrals From NFHLaw
Last Modified on Feb/27/2007
154.50 KB

Contact Nancy Fallon-Houle at nfallon@nfhlaw.com, or staff at 630-598-0400 (main) or Nancy at 630-963-0439 (direct)
5449 Bending Oaks Place, Downers Grove, Illinois 60515, DuPage County
copyright © 2010 Nancy Fallon-Houle, P.C. legal disclaimer