nancy fallon-houle, p.c. picture of fountain in Chicago
text-only mode
< back to index


.doc		 Securities & Futures Regulation and Exemptions for Private Funds
Last Modified on 3/17/2003
29.9 KB, <1 minute download via 56K


.doc		 Adoptin Release 8-8-03 CFTC Exemptions - Regulatory Relief List foi030808a
Last Modified on 6/5/2005
115.9 KB, <1 minute download via 56K


.doc		 CFTC Final Rules for Regst. Relief to CPOs and CTAs 10-24-05
Last Modified on 10/24/2005
281.2 KB, <1 minute download via 56K


.doc		 Form7-R-entire NFA Template for Firm
Last Modified on 3/11/2006
115.9 KB, <1 minute download via 56K


.doc		 Form8-R-entire NFA Template for Individuals
Last Modified on 3/11/2006
229.5 KB, <1 minute download via 56K


.doc		 Disclosure Document Rules NFA
Last Modified on 3/1/2006
240.4 KB, <1 minute download via 56K


.doc		 Futures Trading Disclosure Rules - 1996 Revisions
Last Modified on 3/1/2006
155.4 KB, <1 minute download via 56K


.doc		 NFA Payment Options to Open Entitlement Account
Last Modified on 2/22/2006
26.0 KB, <1 minute download via 56K


.doc		 NFA Registration Requirements for CTA, CPO and APs
Last Modified on 3/11/2006
34.0 KB, <1 minute download via 56K


.doc		 part4 of CFTC Including Rule 4.7 QEP Exemption
Last Modified on 3/21/2006
247.5 KB, <1 minute download via 56K


.doc		 Qualified Eligible Purchaser - for Rule 4.7 CFTC Exemption
Last Modified on 3/24/2006
55.0 KB, <1 minute download via 56K


.doc		 Rule 4. 7 Exemption for QEP Fund
Last Modified on 6/5/2005
61.0 KB, <1 minute download via 56K


.doc		 Rule 4.12 Securities Pool Exemption
Last Modified on 6/5/2005
28.0 KB, <1 minute download via 56K


.doc		 Rule 4.13 Exemtions - Closely Held, Small Pool $400K, Deminimus 15 or less, and all QEP Pools
Last Modified on 6/5/2005
38.0 KB, <1 minute download via 56K


.doc		 Rule 4.5 Exemption for Regulated Industry Fund
Last Modified on 6/5/2005
28.5 KB, <1 minute download via 56K


.doc		 Rule 4.8 Exemption - Reg D or 1933 Act exempt funds
Last Modified on 6/5/2005
22.0 KB, <1 minute download via 56K


.doc		 Security Manager Enrollment Form for Opening NFA Entitlement Account - First Time
Last Modified on 3/24/2006
201.0 KB, <1 minute download via 56K


.doc		 Series 31 as an alternative to Series 3 info from NFA
Last Modified on 3/1/2006
26.0 KB, <1 minute download via 56K


.doc		 SO-Series30
Last Modified on 11/14/2005
76.8 KB, <1 minute download via 56K


.doc		 Study Outline Series Series 30
Last Modified on 11/14/2005
28.0 KB, <1 minute download via 56K


.doc		 Insurance Agent Referrals from Nancy Fallon-Houle for Business Insurance
Last Modified on 11/15/2006
26.5 KB, <1 minute download via 56K


.doc		 Accountant, Bookkeeper, Tax Preparer, and Auditor Referrals From NFHLaw
Last Modified on 2/27/2007
154.5 KB, <1 minute download via 56K

Contact Nancy Fallon-Houle at nfallon@nfhlaw.com, or staff at 630-598-0400 (main) or Nancy at 630-963-0439 (direct)
5449 Bending Oaks Place, Downers Grove, Illinois 60515, DuPage County
copyright © 2008 Nancy Fallon-Houle, P.C. legal disclaimer